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SEC · EDGAR 财务披露·· 4 小时前AI 评分30

La Rosa Holdings Corp. 更名 Stratum Holdings Corp. 并启用新股票代码 SRTM

La Rosa Holdings Corp. (0001879403) (Filer)

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La Rosa Holdings Corp. 更名为 Stratum Holdings Corp.,10 月 19 日起股票代码由原代码变更为 SRTM。公司未更改 CUSIP 编号,现有股票无需更换。此次更名生效日期为 2026 年 10 月 19 日。

正文

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 19, 2026

Stratum Holdings Corp.
(Exact name of registrant as specified in its charter)
Nevada   001-41588   87-1641189
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)
1420 Celebration Blvd., 2nd Floor, Celebration, FL   34747
(Address of principal executive offices)   (Zip Code)
(321) 250-1799
(Registrant’s telephone number, including area code)
La Rosa Holdings Corp.
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.0001   SRTM   The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging Growth Company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On October 9, 2026, La Rosa Holdings Corp. (the “Company”) filed a Certificate of Amendment to its Amended and Restated Articles of Incorporation (the “Certificate of Amendment”) to change the name of the Company to “Stratum Holdings Corp” effective as of October 19, 2026. The Company’s common stock began trading on the Nasdaq Capital Market under the new name and the new ticker symbol “SRTM” at market open on October 19, 2026. The CUSIP number for the Company’s common stock did not change in connection with the name change. No action is required by stockholders and outstanding stock certificates do not need to be exchanged.

The foregoing description of the Certificate of Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Certificate of Amendment filed as Exhibit 3.1 to this report, which is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.   Description of Exhibit
3.1   Certificate of Amendment to Amended and Restated Articles of Incorporation
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 19, 2026

STRATUM HOLDINGS CORP.
   
  /s/ Nicholas Adler
  Name:  Nicholas Adler
  Title: Chief Executive Officer

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来源:SEC EDGAR · 本站存档