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SEC · EDGAR 财务披露·· 2 天前精选AI 评分29

Ameriprise Financial 提交 8-K,附第三季度财务业绩公告

AMERIPRISE FINANCIAL INC (0000820027) (Filer)

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Ameriprise Financial 于 10 月 29 日提交 8-K,随附同日发布的 2026 年第三季度财务业绩公告。该文件说明公告收录于附件 99.1;正文未列出具体业绩数据。

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM

8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 29, 2026
AMERIPRISE FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
Delaware001-3252513-3180631
(State or other jurisdiction of incorporation)(Commission File Number)(I.R.S. Employer Identification No.)
1099 Ameriprise Financial CenterMinneapolisMinnesota55474
(Address of principal executive offices)(Zip Code)
Registrant’s telephone number, including area code612671-3131

Former name or former address, if changed since last report:

Not Applicable

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading SymbolName of each exchange on which registered

Common Stock (par value $.01 per share)

AMP

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐

Item 2.02      Results of Operations and Financial Condition.

Ameriprise Financial, Inc. furnishes herewith, on Exhibit 99.1, an earnings release issued October 29, 2026 announcing its financial results for the third quarter of 2026.

Item 9.01      Financial Statements and Exhibits.

(d)         Exhibits.

Exhibit No.Description

Exhibit 99.1

Earnings Release dated October 29, 2026 announcing financial results for the third quarter of 2026
Exhibit 104

Cover page Interactive Data File (embedded within the Inline eXtensible Business Reporting Language)


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

AMERIPRISE FINANCIAL, INC.
(Registrant)
Date:October 29, 2026By:/s/ Walter S. Berman
Walter S. Berman
Executive Vice President and
Chief Financial Officer

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