Once Upon a Farm 增设一名董事并任命 Scott Morris
Once Upon a Farm, PBC (0001696556) (Filer)
Once Upon a Farm 增设一名董事,任命 Scott Morris 为董事会成员。公司计划与 Morris 签署与现有董事相同的赔偿协议。该任命于 2026 年 10 月 19 日公布。
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 19, 2026 |
Once Upon a Farm, PBC
(Exact name of Registrant as Specified in Its Charter)
Delaware |
001-43108 |
47-3648280 |
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(State or Other Jurisdiction |
(Commission File Number) |
(IRS Employer |
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950 Gilman Street, Suite 100 |
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Berkeley, California |
94710 |
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(Address of Principal Executive Offices) |
(Zip Code) |
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Registrant’s Telephone Number, Including Area Code: (888) 983-1606 |
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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Trading |
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Common stock, par value $0.0001 per share |
OFRM |
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On October 19, 2026, the Board of Directors (the “Board”) of Once Upon A Farm, PBC (the “Company”), increased the number of directors serving on the Board from nine (9) to ten (10) and appointed Scott Morris to the Board as a Class I director to fill the resulting vacancy and to serve until the end of Class I’s term expiring at the next annual meeting of stockholders of the Company and until his successor shall be elected and qualified. Mr. Morris was not appointed to serve on any committees at this time.
Mr. Morris will be compensated for his service as a director in accordance with the Company’s policy on non-employee director compensation. In connection with his appointment to the Board, the Company intends to enter into an indemnification agreement with Mr. Morris in substantially the same form as the Company has entered into with each of the Company’s existing directors and as previously filed with the Securities and Exchange Commission.
Mr. Morris does not have any arrangement or understanding with any other person pursuant to which he was appointed as a director. Mr. Morris does not have any direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.
Item 7.01 Regulation FD Disclosure.
On October 19, 2026, the Company issued a press release to announce the appointment of Mr. Morris to the Board. A copy of the Company’s press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.
The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as expressly set forth in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Number |
Description |
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99.1 |
Press Release issued by Once Upon a Farm, PBC on October 19, 2026 |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ONCE UPON A FARM, PBC |
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Date: |
October 19, 2026 |
By: |
/s/ Chris Folena |
Chris Folena |
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