Unilever PLC披露Trian在基金到期相关交易中出售及分配公司股份
6-K - UNILEVER PLC (0000217410) (Filer)
Unilever PLC披露，与其董事Nelson Peltz有关联的Trian Fund Management因一只基金到期，进行了公司普通股出售及实物分配。文件列出10月28日至30日的多笔伦敦证券交易所交易，包括加权平均售价、成交股数及总额。
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________________________________
FORM 6-K
_________________________________________________
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
OF THE SECURITIES EXCHANGE ACT OF 1934
November 2026
Commission File
Number: 001-04546
______________________________________________________
UNILEVER PLC
(Translation of registrant’s name into English)
_____________________________________________________
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive office)
_____________________________________________________
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Unilever PLC
3 November 2026
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
The Company announces the following transactions undertaken by a person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC).
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1 |
Details of the person discharging managerial responsibilities / person closely associated |
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a) |
Name |
Trian Fund Management, L.P. ("Trian") |
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|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC) |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
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|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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|
a) |
Name |
Unilever PLC |
|
|
b) |
LEI |
549300MKFYEKVRWML317 |
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|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Unilever PLC ordinary 3 1/2 pence shares GB00BVZK7T90 |
|
|
b) |
Nature of the transaction |
Sale of Unilever PLC ordinary 3 1/2 pence shares by Trian in connection with the expiration of a fund |
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|
c) |
Currency |
GBP – British Pound |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£47.67 (weighted average) |
1,552,427 |
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|
e) |
Aggregated information - Volume - Total |
1,552,427 £73,999,870 |
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f) |
Date of the transaction |
2026-10-28 |
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g) |
Place of the transaction |
London Stock Exchange – XLON |
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|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
||
|
a) |
Name |
Trian Fund Management, L.P. ("Trian") |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC) |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Unilever PLC |
|
|
b) |
LEI |
549300MKFYEKVRWML317 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Unilever PLC ordinary 3 1/2 pence shares GB00BVZK7T90 |
|
|
b) |
Nature of the transaction |
Sale of Unilever PLC ordinary 3 1/2 pence shares by Trian in connection with the expiration of a fund |
|
|
c) |
Currency |
GBP – British Pound |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£47.98 (weighted average) |
464,481 |
||
|
e) |
Aggregated information - Volume - Total |
464,481 £22,287,727 |
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|
f) |
Date of the transaction |
2026-10-29 |
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|
g) |
Place of the transaction |
London Stock Exchange – XLON |
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|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
||
|
a) |
Name |
Trian Fund Management, L.P. ("Trian") |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC) |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Unilever PLC |
|
|
b) |
LEI |
549300MKFYEKVRWML317 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Unilever PLC ordinary 3 1/2 pence shares GB00BVZK7T90 |
|
|
b) |
Nature of the transaction |
Sale of Unilever PLC ordinary 3 1/2 pence shares by Trian in connection with the expiration of a fund |
|
|
c) |
Currency |
GBP – British Pound |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£48.73 (weighted average) |
1,600,000 |
||
|
e) |
Aggregated information - Volume - Total |
1,600,000 £77,968,681 |
|
|
f) |
Date of the transaction |
2026-10-30 |
|
|
g) |
Place of the transaction |
London Stock Exchange – XLON |
|
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
||
|
a) |
Name |
Trian Fund Management, L.P. ("Trian") |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC) |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Unilever PLC |
|
|
b) |
LEI |
549300MKFYEKVRWML317 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Unilever PLC ordinary 3 1/2 pence shares GB00BVZK7T90 |
|
|
b) |
Nature of the transaction |
Distribution in specie of Unilever PLC ordinary 3 1/2 pence shares by a fund managed by Trian in connection with the fund’s expiration |
|
|
c) |
Currency |
GBP – British Pound |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£0.00 |
100,000 |
||
|
e) |
Aggregated information - Volume - Total |
100,000 £0.00 |
|
|
f) |
Date of the transaction |
2026-10-30 |
|
|
g) |
Place of the transaction |
Outside a trading venue |
|
Trian Fund Management, L.P. ("Trian"), has also undertaken the following series of related transactions (the net result of which was the settlement of a swap via the disposition of 335,519 Unilever PLC ordinary shares) in connection with the expiration of a fund:
|
Date |
Nature of the transaction |
Number of ordinary shares or ADRs |
Price per ordinary share or ADR |
|
29 October |
Short sale of American Depositary Receipts (“ADRs”) on the New York Stock Exchange |
335,519 |
$64.11 (weighted average) |
|
29 October |
Purchase of ADRs from broker in connection with entry into a new short swap |
335,519 |
$64.18 |
|
30 October |
Conversion of short swap on ADRs into short swap on ordinary shares |
335,519 |
- |
|
30 October |
Sale by Trian of ordinary shares to the broker in connection with closure of short swap |
335,519 |
£48.71 |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
||
|
a) |
Name |
Trian Fund Management, L.P. ("Trian") |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC) |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Unilever PLC |
|
|
b) |
LEI |
549300MKFYEKVRWML317 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Unilever PLC American Depositary Receipts (each representing one Unilever PLC ordinary 3 1/2 pence share) US9047678035 |
|
|
b) |
Nature of the transaction |
Short sale by Trian of Unilever PLC American Depositary Receipts |
|
|
c) |
Currency |
USD – United States Dollar |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
$64.11 (weighted average) |
335,519 |
||
|
e) |
Aggregated information - Volume - Total |
335,519 $21,510,928 |
|
|
f) |
Date of the transaction |
2026-10-29 |
|
|
g) |
Place of the transaction |
New York Stock Exchange – XNYS |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Unilever PLC American Depositary Receipts (each representing one Unilever PLC ordinary 3 1/2 pence share) US9047678035 |
|
|
b) |
Nature of the transaction |
Purchase by Trian of Unilever PLC American Depositary Receipts from broker in connection with entry into a new short swap |
|
|
c) |
Currency |
USD – United States Dollar |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
$64.18 |
335,519 |
||
|
e) |
Aggregated information - Volume - Total |
335,519 $21,533,609 |
|
|
f) |
Date of the transaction |
2026-10-29 |
|
|
g) |
Place of the transaction |
Outside a trading venue |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Unilever PLC American Depositary Receipts (each representing one Unilever PLC ordinary 3 1/2 pence share) US9047678035 |
|
|
b) |
Nature of the transaction |
Conversion of short swap on ADRs into short swap on ordinary shares |
|
|
c) |
Currency |
N/A |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
$0.00 |
335,519 |
||
|
e) |
Aggregated information - Volume - Total |
335,519 $0.00 |
|
|
f) |
Date of the transaction |
2026-10-30 |
|
|
g) |
Place of the transaction |
Outside a trading venue |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Unilever PLC ordinary 3 1/2 pence shares GB00BVZK7T90 |
|
|
b) |
Nature of the transaction |
Sale of Unilever PLC ordinary 3 1/2 pence shares by Trian to broker in connection with the closure of short swap |
|
|
c) |
Currency |
GBP – British Pound |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£48.71 |
335,519 |
||
|
e) |
Aggregated information - Volume - Total |
335,519 £16,341,453 |
|
|
f) |
Date of the transaction |
2026-10-30 |
|
|
g) |
Place of the transaction |
Outside a trading venue |
|
Prakash Kakkad
Chief Legal Officer and Group Company Secretary
3 November 2026
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
UNILEVER PLC |
|
/s/ P. KAKKAD |
|
By P KAKKAD |
|
CHIEF LEGAL OFFICER AND GROUP COMPANY SECRETARY |
Date: 03 November 2026
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