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SEC · EDGAR 财务披露·· 2 天前AI 评分29

Carlyle Private Equity Partners Fund 以约5760万美元出售未注册合伙单位

8-K - Carlyle Private Equity Partners Fund, L.P. (0002065337) (Filer)

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Carlyle Private Equity Partners Fund 于10月1日向部分投资者出售未注册有限合伙单位,合计对价约5760万美元,单位数量于10月23日最终确定。基金称,相关单位定价依据各类别截至9月30日的每单位交易净资产值;该交易属于持续私募发行,并依据《证券法》第4(a)(2)条及Regulation D豁免注册。

正文

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):  October 23, 2026

Carlyle Private Equity Partners Fund, L.P.

(Exact Name of Registrant as Specified in Charter)

Delaware

000-56746

33-3814841

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(I.R.S. Employer

Identification No.)

1001 Pennsylvania Ave., N.W., Suite 220 South

Washington, DC

20004

(Address of Principal Executive Offices)

(Zip Code)

Registrant’s telephone number, including area code: (202) 729-5626

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the

registrant under any of the following provisions (see General Instructions A.2.):

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class:

Trading Symbol(s)

Name of each exchange on which registered:

N/A

N/A

N/A

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of

1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition

period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the

Exchange Act.

☐

Item 3.02. Unregistered Sales of Equity Securities.

On October 1, 2026, the Fund sold unregistered limited partnership units (the “Units”) to certain investors for aggregate

consideration of approximately $57.6 million.

The following table provides details on the Units sold to investors by the Fund:

Class

Number of

Units Sold(1,2)

Aggregate

Consideration(2)

Class E-S

1,571

$50,000

Class E-A

62,880

$2,007,750

Class E-I

267,029

$8,539,588

Class S

314,043

$9,996,000

Class I

1,128,098

$36,054,002

Class C (3)

30,003

$1,000,000

__________   

(1)The number of Units sold by the Fund was finalized on October 23, 2026, following the calculation of the Fund’s Transactional Net Asset Value

(“Transactional NAV”) as of September 30, 2026 per Unit for Class E-S, Class E-A, Class E-I, Class S, Class I and Class C. The purchase price for each

Unit sold by the Fund on October 1, 2026, was equal to the Transactional NAV per Unit for the applicable class as of September 30, 2026. Refer to Item

8.01 below for information on the Fund’s Transactional NAV.

(2)Unit and dollar amounts are rounded to the nearest whole number.

(3)Represents Class C Units purchased by an affiliate of the Fund’s general partner, CPEP GP, LLC (the “General Partner”).

The offer and sale of the Units were made as part of the Fund’s continuous private offering and were exempt from the

registration provisions of the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof and Regulation D

promulgated thereunder. The Units were sold to investors, including through CPEP Feeder, L.P. (the “Feeder”), a Delaware

limited partnership for certain investors with particular tax characteristics, such as certain U.S. tax-exempt investors and certain

non-U.S. investors.

Item 8.01. Other Events.

Transactional Net Asset Value

The Fund calculates the Transactional NAV for purposes of establishing the price at which transactions in the respective Units

are made. A description of the Fund’s valuation process is included under “Part II, Item 5. Market for Registrant’s Common

Equity,  Related Shareholder Matters and Issuer Purchases of Equity Securities—Calculation of Transactional Net Asset Value

—Valuation Policies and Procedures” in the Fund's Annual Report on Form 10-K, filed with the Securities and Exchange

Commission on March 30, 2026 (the “Form 10-K”). Transactional NAV is based on the month-end values of the Fund’s

investments and other assets (including cash and cash equivalents) and the deduction of any respective liabilities, including

certain fees and expenses (such as the Incentive Allocation and Management Fee, as applicable to the respective class), in all

cases as determined in accordance with the valuation policies and procedures adopted by the Fund. The Investment Advisor is

limiting the Fund’s Specified Expenses to 0.60% of net assets (annualized) through October 1, 2027. To achieve this, the

Investment Advisor may waive a portion of its management fees and/or absorb or reimburse certain Fund expenses as needed.

For purposes of calculating Transactional NAV, the Expense Support paid by the Investment Advisor will be reflected as a

reduction to Transactional NAV in the month the Fund reimburses the Investment Advisor for such costs, provided that any

reimbursement during the Expense Support period does not cause Specified Expenses to exceed the 0.60% (annualized) limit;

after that period, the limit no longer applies. Servicing Fees, as applicable, are recognized as a reduction to Transactional NAV

on a monthly basis as such fees are paid. Definitions of Specified Expenses and Expense Support are included within “Part II,

Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations—Key Components of Our

Results of Operations—Expenses” of the Form 10-K. Certain contingent tax liabilities may not be recognized as a reduction to

Transactional NAV if the General Partner reasonably expects such liabilities will not be recognized upon divestment of the

underlying investment. Transactional NAV per Unit may differ from the Fund’s net asset value as determined in accordance

with accounting principles generally accepted in the United States of America (“U.S. GAAP”).

Total Transactional NAV as of September 30, 2026 is $472.8 million. The Transactional NAV per Unit for each class of the

Fund outstanding as of September 30, 2026, is as follows:

As of September 30, 2026

Class

Number of Units

Transactional NAV(1)

Class A-I

873,785

$32.17

Class A-S

24,000

$31.94

Class E-A

656,323

$31.93

Class E-I

3,689,012

$31.98

Class E-S

12,781

$31.82

Class S

4,176,028

$31.83

Class I

5,099,079

$31.96

Class C

260,433

$33.33

___________   

(1)Transactional NAV per Unit does not take into consideration any class-specific fees, expenses and other net assets and liabilities attributable to the classes

at the Feeder.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be

signed on its behalf by the undersigned hereunto duly authorized.

Carlyle Private Equity Partners Fund, L.P.

By:

/s/ Charles E. Andrews, Jr.

Name:

Charles E. Andrews, Jr.

Title:

Chief Financial Officer

Date: October 27, 2026

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