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SEC · EDGAR 财务披露·· 5 小时前AI 评分58

Dragonfly Energy获纳斯达克延期至2026年12月31日,以恢复最低股东权益合规

Dragonfly Energy Holdings Corp. (0001847986) (Filer)

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Dragonfly Energy Holdings Corp.披露,纳斯达克于10月22日批准将公司恢复纳斯达克资本市场最低股东权益要求合规的期限延长至2026年12月31日。公司截至2026年6月30日的股东权益为负18.4万美元,低于250万美元最低要求;公司须在期限前向SEC和纳斯达克提交证明合规的公开报告。若未能按期满足延期条件,公司可能收到退市通知,并可向纳斯达克听证小组提出上诉。

正文

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 22, 2026

DRAGONFLY ENERGY HOLDINGS CORP.

(Exact name of registrant as specified in its charter)

Nevada   001-40730   85-1873463
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)

12915 Old Virginia Road

Reno, Nevada

  89521
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (775) 622-3448

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.0001 per share   DFLI   The Nasdaq Capital Market
Redeemable warrants, exercisable for common stock   DFLIW   The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 
 
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

As previously disclosed, on August 20, 2026, Dragonfly Energy Holdings Corp. (the “Company”) received a letter from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”), indicating that the Company was not in compliance with the minimum stockholders’ equity requirement for continued listing on the Nasdaq Capital Market, under Listing Rule 5550(b)(1), because the Company’s stockholders’ equity (deficit) of $(184,000) as reported in the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2026 was below the required minimum of $2.5 million, and because, as of August 20, 2026, the Company did not meet the alternative compliance standards relating to the market value of listed securities of $35 million or net income from continuing operations of $500,000 in the most recently completed fiscal year or in two of the last three most recently completed fiscal years.

On October 5, 2026, the Company submitted a plan to the Staff to regain compliance with the minimum stockholders’ equity requirement and on October 22, 2026, the Staff notified the Company that Nasdaq had granted the Company an extension through December 31, 2026, to regain compliance. Under the terms of the extension, on or before December 31, 2026, the Company must furnish to the Securities and Exchange Commission (the “SEC”) and Nasdaq a publicly available report evidencing compliance with the minimum stockholders’ equity requirement. In addition, if the Company fails to evidence compliance with the minimum stockholders’ equity requirement upon filing its subsequent periodic report for the period ending December 31, 2026 with the SEC and Nasdaq, the Company may be subject to delisting. In the event the Company does not satisfy the terms of the extension, the Staff will provide written notification that the Company’s securities will be delisted, at which time the Company may appeal the Staff’s determination to a Nasdaq hearings panel.

 
 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  DRAGONFLY ENERGY HOLDINGS CORP.
     
Dated: October 23, 2026 By: /s/ Denis Phares
  Name: Denis Phares
  Title: Chief Executive Officer, Interim Chief Financial Officer and President
 

来源:SEC EDGAR · 本站存档