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SEC · EDGAR 财务披露·· 2 小时前AI 评分20

Cottonwood Communities 8-K:私募发行 Series A 可转换优先股并募资 209.25 万美元

8-K - Cottonwood Communities, Inc. (0001692951) (Filer)

AI 导读

Cottonwood Communities 在 9 月 18 日至 10 月 5 日期间发行并出售 216,192 股 Series A 可转换优先股,获得总计 2,092,500 美元。公司支付销售佣金 71,090 美元、配售费 55,415 美元;截至 10 月 5 日,该系列优先股流通股数为 13,245,269 股。

正文

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

____________________

FORM 8-K 

____________________

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of Earliest Event Reported): September 30, 2026

____________________

Cottonwood Communities, Inc.

(Exact Name of Registrant as Specified in Its Charter)

____________________

Maryland000-5616561-1805524
(State or other jurisdiction of incorporation)(Commission file number)(IRS employer identification number)

3257 S. Richmond St., Suite 106B

Millcreek, Utah 84106

(Address of Principal Executive Offices)

(801) 278-0700

(Registrant’s Telephone Number, Including Area Code) 

1245 Brickyard Road, Suite 250, Salt Lake City, Utah 84106

(Former Address, if Changed Since Last Report)

____________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading Symbol(s)Name of each exchange on which registered
NoneN/AN/A

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 3.02 Unregistered Sales of Equity Securities.

Preferred Offering

On September 19, 2023, Cottonwood Communities, Inc. (the "Company") launched a best-efforts private placement offering exempt from registration pursuant to Rule 506(b) of Regulation D of the Securities Act pursuant to which it is currently offering a maximum of $200,000,000 in shares of its Series A Convertible Preferred Stock to accredited investors (the "Private Offering") at a purchase price of $10.00 per share. The exemption is available to the Company because the shares are being offered and sold solely to accredited investors without the use of general solicitation.

Sales of Series A Convertible Stock

During the period from September 18, 2026 through October 5, 2026, we issued and sold 216,192 shares of Series A Convertible Preferred Stock in the Series A Convertible Private Offering and received aggregate proceeds of $2,092,500. In connection with the sale of these shares in the Series A Convertible Private Offering, we paid aggregate selling commissions of $71,090 and placement fees of $55,415. As of October 5, 2026, there were 13,245,269 shares of the Company’s Series A Convertible Preferred Stock outstanding.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

COTTONWOOD COMMUNITIES, INC.
By:/s/ Enzio Cassinis
Name:Enzio Cassinis
Title:President

Date:  October 6, 2026

来源:SEC EDGAR · 本站存档