Prudential plc 6-K：披露高管通过员工购股计划获得股份
6-K - PRUDENTIAL PLC (0001116578) (Filer)
Prudential plc 提交 6-K，披露首席财务官 Ben Bulmer、首席人力资源官 Catherine Chia 和首席风险与合规官 Avnish Kalra 通过员工购股计划的股息再投资获得普通股。交易于 2026-10-29 在香港和伦敦证券交易所进行，披露的价格分别为每股 HKD 94.3457 和 GBP 9.064418。
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of November, 2026
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
15/F, One International Finance Centre,
1 Harbour View Street, Central,
Hong Kong, China
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
||
|
a) |
Name |
Ben Bulmer |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Financial Officer (PDMR) |
|
|
b) |
Initial notification /Amendment |
Initial notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Prudential plc |
|
|
b) |
LEI |
5493001Z3ZE83NGK8Y12 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
HKD 94.3457 |
3 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
3 HKD 94.3457 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
Hong Kong Stock Exchange |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
GBP 9.064418 |
53 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
53 GBP 9.064418 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
London Stock Exchange |
|
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
||
|
a) |
Name |
Catherine Chia |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Human Resources Officer (PDMR) |
|
|
b) |
Initial notification /Amendment |
Initial notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Prudential plc |
|
|
b) |
LEI |
5493001Z3ZE83NGK8Y12 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
HKD 94.3457 |
2 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
2 HKD 94.3457 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
Hong Kong Stock Exchange |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
GBP 9.064418 |
12 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
12 GBP 9.064418 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
London Stock Exchange |
|
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
||
|
a) |
Name |
Avnish Kalra |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Risk and Compliance Officer (PDMR) |
|
|
b) |
Initial notification /Amendment |
Initial notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Prudential plc |
|
|
b) |
LEI |
5493001Z3ZE83NGK8Y12 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
HKD 94.3457 |
3 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
3 HKD 94.3457 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
Hong Kong Stock Exchange |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
GBP 9.064418 |
24 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
24 GBP 9.064418 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
London Stock Exchange |
|
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
||
|
a) |
Name |
Rajeev Mittal |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Executive Officer, Eastspring Investments (PDMR) |
|
|
b) |
Initial notification /Amendment |
Initial notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Prudential plc |
|
|
b) |
LEI |
5493001Z3ZE83NGK8Y12 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
HKD 94.3457 |
2 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
2 HKD 94.3457 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
Hong Kong Stock Exchange |
|
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
||
|
a) |
Name |
Kenneth Rappold |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Transformation Officer (PDMR) |
|
|
b) |
Initial notification /Amendment |
Initial notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Prudential plc |
|
|
b) |
LEI |
5493001Z3ZE83NGK8Y12 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
HKD 94.3457 |
3 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
3 HKD 94.3457 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
Hong Kong Stock Exchange |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
GBP 9.064418 |
4 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
4 GBP 9.064418 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
London Stock Exchange |
|
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
||
|
a) |
Name |
Dennis Tan |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Regional CEO, Singapore, Thailand, Vietnam, Cambodia, Laos, Myanmar; Group Partnership Distribution (PDMR) |
|
|
b) |
Initial notification /Amendment |
Initial notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Prudential plc |
|
|
b) |
LEI |
5493001Z3ZE83NGK8Y12 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
HKD 94.3457 |
2 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
2 HKD 94.3457 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
Hong Kong Stock Exchange |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
GBP 9.064418 |
27 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
27 GBP 9.064418 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
London Stock Exchange |
|
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
||
|
a) |
Name |
Anil Wadhwani |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Executive Officer (PDMR) |
|
|
b) |
Initial notification /Amendment |
Initial notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Prudential plc |
|
|
b) |
LEI |
5493001Z3ZE83NGK8Y12 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|
|
b) |
Nature of the transaction |
Acquisition of shares under the dividend re-investment associated with the Prudential All Employee Share Purchase Plan |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
HKD 94.3457 |
2 |
||
|
d) |
Aggregated information - Aggregated volume - Price |
2 HKD 94.3457 |
|
|
e) |
Date of the transaction |
2026-10-29 |
|
|
f) |
Place of the transaction |
Hong Kong Stock Exchange |
|
Additional information
About Prudential plc
Prudential provides life and health insurance and asset management in Greater China, ASEAN, India and Africa. Prudential’s mission is to be the most trusted partner and protector for this generation and generations to come, by providing simple and accessible financial and health solutions. The business has dual primary listings on the Stock Exchange of Hong Kong (HKEX: 2378) and the London Stock Exchange (LSE: PRU). It also has a secondary listing on the Singapore Stock Exchange (SGX: K6S) and a listing on the New York Stock Exchange (NYSE: PUK) in the form of American Depositary Receipts. It is a constituent of the Hang Seng Composite Index and is also included for trading in the Shenzhen-Hong Kong Stock Connect programme and the Shanghai-Hong Kong Stock Connect programme.
Prudential is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America, nor with The Prudential Assurance Company Limited, a subsidiary of M&G plc, a company incorporated in the United Kingdom.
www.prudentialplc.com
Contact
Hannah Perera, Director, Group Reward and CHRO UK Group HR, +44 (0)20 3977 9529
Sylvia Edwards, Deputy Group Secretary, +44 7920 702682
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 03 November 2026
|
PRUDENTIAL PUBLIC LIMITED COMPANY |
|
|
By: /s/ Sylvia Edwards |
|
|
Sylvia Edwards |
|
|
Deputy Group Secretary |
来源：SEC EDGAR · 本站存档