ETF Opportunities Trust 更新 TSPY Lift ETF 和 TDAQ Lift ETF 招募说明书补充文件
ETF Opportunities Trust (0001771146) (Filer)
ETF Opportunities Trust 发布补充文件，更新 TSPY Lift ETF 和 TDAQ Lift ETF 的招募说明书及补充信息说明书。TSPY Lift ETF 的总年度运营费用为 1.61%，扣除费用减免后为 0.98%；顾问承诺将管理费年费率减至基金日均净资产的 0.35%，协议有效至 2028 年 4 月 30 日。
TSPY Lift ETF (TSYX)
TDAQ Lift ETF (TDAX)
(the “Funds”)
Each a series of
ETF Opportunities Trust
Supplement dated October 30, 2026
to the Prospectus and Statement of Additional Information ("SAI")
dated January 5, 2026,
as supplemented from time to time
This Supplement updates certain information contained in the Prospectus and SAI. Please retain this Supplement for future reference.
FUND SUMMARY – TSPY LIFT ETF
Effective immediately, the section titled “Fees and Expenses of the Fund” is deleted in its entirety and replaced with the following information:
Fees and Expenses of the Fund
This table describes the fees and expenses that you may pay if you buy, hold, and sell shares of the Fund. You may pay other fees, such as brokerage commissions and other fees to financial intermediaries, which are not reflected in the tables and examples below.
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | |||||
Management Fee(1) | 0.98 | % | |||
Distribution (12b-1) and Services Fees | 0.00% | ||||
Other Expenses(2) | 0.00% | ||||
Acquired Fund fees and Expenses(3) | 0.63% | ||||
Total Annual Fund Operating Expenses(4) | 1.61% | ||||
Less Fee Waivers and/or Expense Reimbursements(5) | (0.63) | % | |||
Total Annual Fund Operating Expenses After Fee Waivers and/or Expense Reimbursements | 0.98 | % | |||
(1)Under the Investment Advisory Agreement, Tapp Finance, Inc., d/b/a TappAlpha (the “Adviser”), at its own expense and without reimbursement from the Fund, pays all of the expenses of the Fund, excluding the advisory fees, interest expenses, taxes, acquired fund fees and expenses, brokerage commissions and any other portfolio transaction-related expenses and fees arising out of transactions effected on behalf of the Fund, credit facility fees and expenses, including interest expenses, and litigation and indemnification expenses and other extraordinary expenses not incurred in the ordinary course of the Fund’s business.
(2)Other Expenses are estimated for the Fund’s initial fiscal year.
(3)Based on estimated expenses.
(4)The cost of investing in swaps, including the embedded cost of the swap and the operating expenses of the referenced assets, is an indirect expense that is not included in the above fee table and is not reflected in the expense example. The total indirect cost of investing in swaps, including the embedded cost of the swap and the operating expenses of the referenced assets, is estimated to be 0.277% for the fiscal period ending December 31, 2026.
(5)The Adviser has contractually agreed to waive its management fee to an annual rate of 0.35% of the average daily net assets of the Fund until April 30, 2028. Only the Board can terminate this arrangement prior to that date and any waived fees are not subject to recoupment by the Adviser.
Example
This example is intended to help you compare the cost of investing in the Fund with the cost of investing in other funds. The example assumes that you invest $10,000 in the Fund for the time periods indicated and then hold or redeem all of your shares at the end of those periods. The example also assumes that your investment has a five percent (5%) return each year and that the Fund’s operating expenses remain the same. The effect of the Adviser’s agreement to waive a portion of its management fee is reflected in the example shown below for the first year. Although your actual costs may be higher or lower, based on these assumptions your costs would be:
Name of Fund | 1 Year | 3 Years | ||||||
TSPY Lift ETF | $100 | $446 | ||||||
Effective immediately, in the “Principal Investment Strategies” section under the heading Information about TSPY, delete the first paragraph in its entirety and replace with the following:
Information about TSPY
TappAlpha S&P 500 Growth & Daily Income ETF is an actively managed exchange traded fund ("ETF") that seeks to achieve its investment objectives through the use of a call option strategy that combines a long position in the constituent securities of the S&P 500® Index and/or ETFs that track the Index, with short positions in certain call options. The strategy is a daily covered call option strategy that sells “out of the money” call options with zero days to expiration each day, known as a “daily call”. Daily call options having zero days to expiration are also known as “0DTE” options. TappAlpha S&P 500 Growth & Daily Income ETF is a series of the ETF Opportunities Trust, which is registered under the Securities Act of 1933, as amended (the “Securities Act”). Information provided to or filed with the Securities and Exchange Commission by the ETF Opportunities Trust on behalf of the TappAlpha S&P 500 Growth & Daily Income ETF pursuant to the Securities Act can be located by reference to the Securities and Exchange Commission file number 333-234544 through the Securities and Exchange Commission’s website at www.sec.gov. In addition, information regarding TappAlpha S&P 500 Growth & Daily Income ETF may be obtained from other sources including, but not limited to, press releases, newspaper articles and other publicly disseminated documents. The Fund and TSPY are each advised and sub-advised by the same investment adviser and sub-adviser and are therefore considered affiliated funds. As a result of this affiliation, the Adviser and Sub-Adviser face potential conflicts of interest when allocating investments among the Fund and TSPY, including with respect to portfolio construction, trading decisions, and the timing and size of investments in affiliated funds. In addition, the Adviser and Sub-Adviser may have an incentive to cause the Fund to invest in affiliated funds in order to increase assets under management and advisory fees. The Adviser seeks to manage these conflicts in a manner it believes is consistent with its fiduciary duties and applicable law.
FUND SUMMARY – TDAQ LIFT ETF
Effective immediately, in the section “Principal Investment Strategies” under the heading Information about TDAQ, delete the first paragraph in its entirety and replace with the following:
Information about TDAQ
TappAlpha Innovation 100 Growth & Daily Income ETF is an actively managed exchange traded fund (“ETF”) that seeks to achieve its investment objectives through the use of a call option strategy that combines a long position in the constituent securities of the NASDAQ-100® Index and/or ETFs that track the Index, with short positions in certain call options. The strategy is a daily covered call option strategy that sells “out of the money” call options with zero days to expiration each day, known as a “daily call”. Daily call options having zero days to expiration are also known as “0DTE” options. TappAlpha Innovation 100 Growth & Daily Income ETF is a series of the ETF Opportunities Trust, which is registered under the Securities Act of 1933, as amended (the “Securities Act”). Information provided to or filed with the Securities and Exchange Commission by the ETF Opportunities Trust on behalf of the TappAlpha Innovation 100 Growth & Daily Income ETF pursuant to the Securities Act can be located by reference to the Securities and Exchange
Commission file number 333-234544 through the Securities and Exchange Commission’s website at www.sec.gov. In addition, information regarding TappAlpha Innovation 100 Growth & Daily Income ETF may be obtained from other sources including, but not limited to, press releases, newspaper articles and other publicly disseminated documents. The Fund and TDAQ are each advised and sub-advised by the same investment adviser and sub-adviser and are therefore considered affiliated funds. As a result of this affiliation, the Adviser and Sub-Adviser face potential conflicts of interest when allocating investments among the Fund and TDAQ, including with respect to portfolio construction, trading decisions, and the timing and size of investments in affiliated funds. In addition, the Adviser and Sub-Adviser may have an incentive to cause the Fund to invest in affiliated funds in order to increase assets under management and advisory fees. The Adviser seeks to manage these conflicts in a manner it believes is consistent with its fiduciary duties and applicable law.
MANAGEMENT
Effective immediately, in the Investment Adviser section, delete the second paragraph and table and replace with the following:
Under the Investment Advisory Agreement between the Adviser and the Trust, on behalf of the Funds (the “Investment Advisory Agreement”), the Adviser is responsible for the day-to-day management of each Fund’s investments. The Adviser also: (i) furnishes the Funds with office space and certain administrative services; and (ii) provides guidance and policy direction in connection with its daily management of each Fund’s assets, subject to the authority of the Board. For its services, the Adviser is entitled to receive an annual management fee calculated daily and payable monthly, as a percentage of each Fund's average daily net assets, at the rate of 0.98%. The Adviser has contractually agreed to waive its management fee to an annual rate of 0.35% of the average daily net assets of the TSPY Lift ETF and 0.36% of the average daily net assets of the TDAQ Lift ETF until April 30, 2028, and the Adviser may not terminate this arrangement prior to that date.
The changes described below are being made to the Statement of Additional Information.
MANAGEMENT AND OTHER SERVICE PROVIDERS
Effective immediately, in the Investment Adviser section, delete the third paragraph and table and replace with the following:
For its services with respect to the Funds, the Adviser is entitled to receive an annual management fee of 0.98%, calculated daily and payable monthly as a percentage of each Fund’s average daily net assets. The Adviser has contractually agreed to waive its management fee to an annual rate of 0.35% of the average daily net assets of the TSPY Lift ETF and 0.36% of the average daily net assets of the TDAQ Lift ETF until April 30, 2028, and the Adviser may not terminate this arrangement prior to that date.
* * * * *
For more information regarding this Supplement please call 1-844-403-2888.
This Supplement and the existing Prospectus provide relevant information for all shareholders and should be retained for future reference. The Prospectus has been filed with the U.S. Securities and Exchange Commission, is incorporated by reference, and can be obtained without charge by calling the Fund toll-free at 844-403-2888.
PLEASE RETAIN THIS SUPPLEMENT FOR FUTURE REFERENCE.
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