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UNITED\nSTATES
\nSECURITIES AND EXCHANGE COMMISSION
\nWashington, D.C. 20549

FORM\n8-K

Current\nReport

Pursuant\nto Section 13 or 15(d) of the Securities Exchange Act of 1934

Date\nof Report (Date of earliest event reported):                           \nOctober 14, 2026

CATERPILLAR\nINC.

(Exact\nname of registrant as specified in its charter)

\n \n \n \n \n \n \n \n \n \n \n \n \n \n \n

Delaware		1-768		37-0602744
(State\n or other jurisdiction of \n incorporation)		(Commission\n File \n Number)		(I.R.S.\n Employer Identification No.)

\n \n \n \n \n \n \n \n \n \n \n

5205 N. O'Connor Blvd., Suite 100,\n Irving,\n Texas		75039
(Address\n of principal executive offices)		(Zip\n Code)

Registrant’s\ntelephone number, including area code: (972)\n891-7700

Former\nname or former address, if changed since last report: N/A

Check\nthe appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under\nany of the following provisions:

\n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n

¨	Written\n communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨	Soliciting\n material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨	Pre-commencement\n communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨	Pre-commencement\n communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities\nregistered pursuant to Section 12(b) of the Act:

\n \n \n \n \n \n \n \n \n \n \n \n \n

Title\n of each class	Trading\n Symbol (s)	Name\n of each exchange on which registered
Common\n Stock ($1.00 par value)	CAT	\n New York Stock Exchange
5.3%\n Debentures due September 15, 2035	CAT35	\n New York Stock Exchange

Indicate\nby check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging\ngrowth company ¨

If\nan emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying\nwith any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.02. Departure of Directors or Certain Officers; Election\nof Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On October 15, 2026, Caterpillar Inc. (the “Company”) announced\nthat Denise C. Johnson is transitioning from her position as group president of Resource Industries, effective as of November 1, 2026.\nThe Company issued a press release in connection with Ms. Johnson’s retirement, which press release is attached hereto as Exhibit\n99.1.

Item 8.01. Other Events.

On October 14, 2026, the Board of Directors of the Company appointed\nDerrick York, current president of the Solar Turbines subsidiary and senior vice president of the Company, as group president of Resource\nIndustries, effective November 1, 2026.

Item 9.01. Financial Statements and Exhibits.

\n\n

(d)

Exhibits:

The following is furnished as an exhibit to this report:

\n \n \n \n \n \n \n \n \n

	99.1	Press Release, dated October 15, 2026.
	104	The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

\n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n \n

	CATERPILLAR INC.

October 15, 2026	By:	/s/ Derek Owens
		Derek Owens
		Chief Legal Officer and General Counsel

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