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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 8-K

CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): October 13, 2026

The Goldman Sachs Group, Inc.

(Exact name of registrant as specified in its charter)

Commission File Number: 001-14965


Delaware		13-4019460
(State or other jurisdiction of incorporation)		(IRS Employer Identification No.)

200 West Street, New York, NY		10282
(Address of principal executive offices)		(Zip Code)

(212) 902-1000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

Symbol

Exchange

on which

registered

Common stock, par value $.01 per share

NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series A

GS PrA

NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series C

GS PrC

NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series D

GS PrD

NYSE

5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II

GS/43PE

NYSE

Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital III

GS/43PF

NYSE

Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due March 2031 of GS Finance Corp.

GS/31B

NYSE

Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due May 2031 of GS Finance Corp.

GS/31X

NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

TABLE OF CONTENTS


Item 2.02 Results of Operations and Financial Condition
项目 7.01 公平披露披露
项目 9.01 财务报表和附录
签名
附录 99.1：新闻稿
附录 99.2：演示文稿

项目 2.02 运营结果和财务状况。

2026年10月13日，高盛集团有限公司（Group Inc.，及其合并附属公司共同组成该公司）公布了截至2026年9月30日的第三季度收益。包含此信息的Group Inc.新闻稿副本作为本8-K报告的附录99.1附上，并在此引用并入。

项目 7.01 公平披露披露。

2026年10月13日，上午9:30（ET时间），该公司将举行电话会议，讨论公司的财务结果、前景及相关事项。电话会议的演示文稿副本作为本8-K报告的附录99.2附上。

项目 9.01 财务报表和附录。

(d)附录。


99.1	Group Inc. 于 10月 1 3 日发布的新闻稿，包含其第三季度结束于 9月 30日的财务信息。

附录99.1将被视为根据1934年《证券交易法》第18条“提交”的文件。

99.2	Group Inc. 于 10月 1 3 日发布的演示文稿，用于 10月 1 3 日的电话会议。

附录99.2是根据8-K表格第7.01项提供的，其中包含的信息不应被视为根据《证券交易法》第18条“提交”的文件，也不应受该条款的任何责任约束，也不应被视为纳入Group Inc.根据1933年《证券法》或《证券交易法》提交的任何文件中。

101	根据《S-T条例》第406条，封面信息以iXBRL（内联可扩展商业报告语言）格式呈现。

104	封面页交互数据文件（以iXBRL格式在附录101中）。

签名

根据1934年《证券交易法》的要求，注册人已 duly 由在此 duly 授权的人员代表签署本报告。

高盛集团有限公司
(注册人)

日期：2026年10月13日

由：

/s/ Denis P. Coleman III

姓名：Denis P. Coleman III

职位：首席财务官

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