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UNIVERSAL SAFETY PRODUCTS, INC. (0000102109) (Filer)

SEC · EDGAR 财务披露 · October 15, 2026 at 4:30 PM ET

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 14, 2026

UNIVERSAL SAFETY PRODUCTS, INC. 

(Exact name of registrant as specified in its charter)

Maryland 001-31747 52-0898545
(State or other jurisdiction of
incorporation or organization)
(Commission File Number) (I.R.S. Employer Identification No.)

11407 Cronhill Drive, Suite A, Owings Mills, Maryland 21117

(Address of principal executive offices) (Zip Code)

(410) 363-3000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class   Trading
Symbol(s)
  Name of each exchange on which registered
Common Stock, $0.01 par value   UUU   NYSE American

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).                          

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.03Amendments to Articles of Incorporation; Change in Fiscal Year.

On October 14, 2026, Universal Safety Products, Inc., a Maryland corporation (the “Company”) filed articles of amendment (the “Articles of Amendment”) to its Articles of Incorporation (the “Articles of Incorporation”), with the Maryland State Department of Assessments and Taxation to change the name of the Company to DeFi Capital Markets, Inc. (the “Name Change”). The Articles of Amendment to effectuate the Name Change will be effective as of 12:01 a.m. Eastern on October 19, 2026.

The Name Change was approved by the Company’s board of directors and in accordance with Section 2-605(a)(1) of the Maryland General Corporation Law, no action by the stockholders was required in connection with this change.

The foregoing description of the Articles of Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Articles of Amendment, a copy of which is attached as Exhibit 3.1 to this Current Report on Form 8-K, which is incorporated herein by reference.

Item 9.01Financial Statements and Exhibits.
(d)Exhibits:
Exhibit No.    Description
3.1   Articles of Amendment, dated October 14, 2026.
     
101   Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).
     
104   Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  UNIVERSAL SAFETY PRODUCTS, INC.
   
Dated: October 15, 2026 /s/ Harvey B. Grossblatt
  Harvey B. Grossblatt
  President and Chief Executive Officer

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